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THE SECURITIES
LAW GROUP

Your trusted partner for expert legal counsel in securities and business law.

About Us

Affordable Representation for the Middle Market

For two decades, The Securities Law Group has represented hundreds of clients including corporations, limited liability companies and limited partnerships in matters ranging from business formation, contracts, transactions, fund formation and private securities offerings.

Jim Grand, the firm’s principal, prides himself on being accessible to his clients. He is known for being transparent, genuine and honest. Whatever the issue, he delivers results. By focusing on a limited area of the law, the firm is able to draw from deeper knowledge and experience to handle small and complex legal issues for new and established enterprises.

About Us
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FIRM OVERVIEW

Clients Interests First

Our business goal is to provide the expertise of a large law firm across all areas of the law affecting business professionals while offering the cost savings and accessibility typically found only at small firms. Whether you are a seasoned enterprise or an emerging manager, you are invited to contact us to learn how The Securities Law Group can serve all your legal needs for approximately half the cost of larger law firms.

FIRM OVERVIEW

Managers in today’s securities industry need expert advice to remain compliant with the myriad of changing securities laws and regulations.

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SECURITIES LAW

We provide the expertise and experience of larger law firms across all areas of business law while offering the cost savings and accessibility found only at smaller firms.

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BUSINESS LAW

We are a boutique securities and business law firm that partners with clients to provide high quality and cost-effective legal representation.

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About Us

Securities Law

The Securities Law Group’s 400+ clients include investment advisers, hedge funds, private equity funds and venture capital funds. Its unique combination of business and legal experience adds value and context.

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"We work to help your
business grow."
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James E. Grand, Esq.

A Lawyer Who Thinks Business

The Securities Law Group has delivered cost-effective legal representation for business clients nationwide and abroad. The practice includes business formations and all manner of contracts and business transactions for enterprises ranging from “garage” start-ups to small and medium-sized businesses. Before attending law school, Mr. Grand was vice president of a F50 investment bank on Wall Street.

He draws his knowledge and business acumen from that experience; he is a lawyer who thinks business. After graduating from the University of San Francisco School of Law, Mr. Grand was recruited by a leading 150 lawyer San Francisco-based law firm where he quickly became a partner. After seven years of practicing in a “big firm” environment, Mr. Grand formed his own business law firm to foster a more personal relationship with his clients. His unique combination of business, regulatory and major law firm experience sets Jim apart from other business attorneys.

About Us
Helping Business Small and Large

Corporate and Business Law

Our business goal is to provide the expertise of a large law firm across all areas of the law affecting business professionals while offering the cost savings and accessibility typically found only at small firms. Whether you are a seasoned enterprise or an emerging manager, you are invited to contact us to learn how The Securities Law Group can serve all your legal needs for approximately half the cost of larger law firms.

OUR BLOG

Insights in Securities

ANNUAL UPDATING AMENDMENT TO FORM ADV
APRIL 23, 2024
ANNUAL UPDATING AMENDMENT TO FORM ADV
COMPENSATING THIRD-PARTY SOLICITORS
JULY 28, 2018
COMPENSATING THIRD-PARTY SOLICITORS
FIDUCIARY RULE UPDATE: WHAT ADVISERS MUST DO NOW TO BE IN COMPLIANCE
JUNE 7, 2017
FIDUCIARY RULE UPDATE: WHAT ADVISERS MUST DO NOW TO BE IN COMPLIANCE