by James E. Grand | Sep 1, 2016 | In Plain English
The following blog is the third of a 3-part series on this topic. Under the new Fiduciary Rule, when relying on the Best Interest Contract Exemption (“BIC Exemption” or “BICE”), a written contract is required. The contract may be a separate agreement or its required...
by James E. Grand | Sep 1, 2016 | In Plain English
The following blog is the first of a 3-part series on this topic. Parts Two and Three should be read in conjunction with this overview. FACT ONE: Investment advisers generally earn a substantial portion of their fee income managing funds for retirement plan investors....
