by James E. Grand | Sep 1, 2016 | In Plain English
The following blog is the third of a 3-part series on this topic. Under the new Fiduciary Rule, when relying on the Best Interest Contract Exemption (“BIC Exemption” or “BICE”), a written contract is required. The contract may be a separate agreement or its required...
by James E. Grand | Sep 1, 2016 | In Plain English
The following blog is the second of a 3-part series on this topic. Part One should be read in conjunction with this overview. This “TO DO” list is for investment advisers that intend to start or continue providing fiduciary investment advice to retirement plan...
by James E. Grand | Sep 1, 2016 | In Plain English
The following blog is the first of a 3-part series on this topic. Parts Two and Three should be read in conjunction with this overview. FACT ONE: Investment advisers generally earn a substantial portion of their fee income managing funds for retirement plan investors....